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Mainstay Capital Markets
Managing Directors and Consultants

Since our inception Mainstay Capital Markets Consultants has developed a reputation for delivering high quality service. Simply, we are dedicated to our clients. A qualified and experienced staff is the key to our success. Mainstay assures the quality of its associates by adhering to strict hiring policies. We believe our role is to provide sound guidance, advice and services that enhance and protect our clients' businesses.

Mainstay Capital Markets Directors & ConsultantsMainstay’s Managing Directors, Thomas C. Prescott, Jr., David E. Paulukaitis and Kenneth E. Newman along with its project managers and consulting staff offer in-depth knowledge and expertise acquired during successful careers in the Division of Market Regulation and the Division of Enforcement of the Securities and Exchange Commission, FINRA, Broker/Dealers, Registered Investment Companies, Registered Investment Advisors, and Banks. Additionally, we participate in continuing education conferences, regulatory outreach programs and maintain the most up-to-date information and materials available to assist in serving our clients.

Mainstay Capital Markets Consultants, Inc. is a consulting firm. We are not attorneys and therefore do not offer legal services. All information contained in this website has been derived from sources that we deem to be reliable but cannot be guaranteed.
© 2013 Mainstay Capital Markets Consultants, Inc.
6600 Peachtree Dunwoody Rd 600 Embassy Row, Suite 575 Atlanta, Georgia 30328 ph: 770-352-0120 866-352-0120 fax: 770-352-0038
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